Comprehensive brokerage capabilities including regulatory and compliance reporting, tax reporting, transfers and back-office processing — all designed to safeguard client assets and strengthen operational efficiency.

Brokerage processing

Our real-time brokerage recordkeeping platform supports a full range of retail and institutional accounts, with multi-currency capabilities. Users have easy online access to their complete transaction history, as well as a variety of predefined and ad hoc reports to manage their business.

Regulatory reporting

Fidelity Clearing Canada provides a complete set of regulatory and compliance reports and services.

Corporate actions and entitlements

Automated tracking of pending, mandatory and voluntary events. Make elections on behalf of clients; they’re automatically processed and/or recorded.

New accounts and transfers

Paperless online account-opening platform includes a full e-signature capability. Manage account transfers with real-time access to check pending status.

Tax reporting and account statements

Fidelity Clearing Canada offers you full tax reporting services for individual and corporate accounts. We work closely with tax authorities to ensure that our reporting is up to date and meets changing requirements. We also provide physical and electronic versions of tax documents/forms.

Retirement products and programs

You can count on us to help you maximize opportunities in the retirement space using a wide range of Canadian retirement products and programs. We offer clearing, custodial and administrative services for most registered account types, including tax and transaction reporting.

Cash and lending programs

Brokerage accounts with cash management and banking features. Take advantage of multi-currency accounts, EFTs, bank wires, online deposits, margin lending and foreign exchange.

Access a broad suite of investment products —international equities, equity derivatives, foreign exchange, and securities financing—supported by a full‑service trade desk. Transparent, competitive pricing ensures confidence in every transaction.

Equity trading

High- and low-touch, fully electronic direct market access (DMA). Third-party and Fidelity Capital Markets algorithms. Leverage our excellent relationships with ETF liquidity providers and the ETF manufacturers.

International equity trading

Access to 28 international equity markets worldwide. Integrated trade desk allows simultaneous foreign exchange, trading and ticketing for flexible allocations.

Equity derivatives

Ability to trade complex option orders in both Canada and the U.S.

Deep experience in sourcing liquidity for block execution.

Fixed income

To reduce your overall cost, we search dealer inventories for availability of product.

We focus on best execution by interfacing with multiple dealers/electronic platforms on every trade.

Foreign exchange

22 global currencies. Stand-alone desktop trading widget with an integrated FIX link into trading applications.

Securities financing

Liquidity to facilitate short coverage and financing for North American equities and bonds. We have Global Master Securities Lending Agreements with 22 North American broker dealers and institutional lenders. Securities finance tech streamlines front, middle and back offices with optimal metrics on shorts and possible new trades.

Seamless onboarding and transition services that move and integrate your investors and their assets efficiently onto our systems. Dedicated teams provide ongoing support, digital platform management, and compliance monitoring throughout the process.

Your customized transition plan includes

Account documentation

Systems and product training

Special handling requirements

End-to-end integration

Onsite branch support

Asset transition support

Advanced technology capabilities for control and security

Digital platforms and controls designed to enhance security, improve efficiency, and give firms greater visibility across operations.

Straight-through accounting

Real-time back-office processing under CIRO and other provincial securities standards, multi-currency recordkeeping and reporting systems. Unlimited online history, data validation and synchronization; robust query tools, full correspondent processing with support for CIRO types 1–4. Custom-configure multiple companies or branches.

Wealth management desktop

Complete front-office solution for investment advisors. Online account opening and KYC, support customizable to your firm’s forms and workflows. Account management tools include spreadsheet integration, notes and reminders, online cheque requests, summaries of plan contributions and foreign holdings, pro-forma accounts and more. Presentation-quality portfolio reporting tools and user-friendly report querying

End-to-end order management and execution

Compliance monitoring from point of entry. Direct connections to Canadian exchanges, U.S. executing brokers and Fundserv. Includes post-trade reporting and more

Integration

Integration services for custodial client data with Canadian financial services vendors. Standard and custom custodial files, data extracts and APIs for available functions.

Comprehensive access

Secure investor portal with real-time account information, client statements, trade confirmations and tax documents.

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